Equity brokerage
Brokerage in corporate equity securities traded over the counter.
03 / SECURITIES CAPABILITIES
Expertise, with a
defined scope.
Explore our registered business activities. Contact the firm to discuss available services and account eligibility.
Market access & execution
Exchange commission business through direct market access (DMA).
Offering participation
Underwriting or selling-group participation in corporate securities, excluding mutual funds.
ACCOUNT INFORMATION
Understand the relationship
before opening an account.
Registered business activities describe the firm’s scope. Specific services, eligibility and account terms should be understood through the relevant account documents and disclosures.
Eligibility & account requirements
Review account eligibility, required documents and any applicable jurisdictional restrictions. Account opening is subject to review and the relevant requirements.
Fees & service terms
Review the Customer Relationship Summary and applicable account documents to understand services and fees before making a decision.
Conflicts & responsibilities
The Customer Relationship Summary describes the service relationship and conflicts of interest. Review it together with the firm’s registration and disclosure record.
Brokerage & clearing
Doft provides brokerage services and discloses Pershing LLC as its clearing broker. Specific account arrangements are set out in the account documents.
This website provides information only and does not accept trading instructions. A description of registered activities is not a promise that a particular service or offering is available to every client.
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