DOFT & CO., INC. / NEW YORKSEC registered broker-dealer · Member FINRA / SIPC
DOFT & CO.INCORPORATED EST. 1961
1961FOUNDED IN NEW YORK

A history measured
in decades.

02 / OUR FIRM

New York roots.
A professional perspective.

Founded on August 3, 1961, Doft & Co., Inc. is a New York securities brokerage firm. Our business connects clients with securities markets through brokerage and execution services.

Our public records identify the firm, its registered activities and its clearing arrangements. The Customer Relationship Summary explains our retail services, fees and conflicts of interest.

Read our relationship summary
COMPANY MILESTONES

A history recorded
in public filings.

Founded in New York

Doft & Co., Inc. was established in New York.

SEC registration

Broker-dealer registration under SEC number 8-10048.

FINRA membership record

The membership record identifies the firm under CRD 1660.

Disclosed clearing relationship

The public record gives this effective date for the relationship with Pershing LLC.

OUR AREAS OF FOCUS

Securities services.
Knowledge. Technology.

Securities brokerage

Our registered activities connect clients with securities markets through brokerage and execution services. Service availability depends on account requirements and the applicable agreements.

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Investor education

Free educational content helps people understand markets and risk, recognize our research perspective and develop a more informed understanding of quantitative methods.

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Quantitative research

Tomorrow’s Star Quantitative System explores the role of data, models and risk constraints in systematic investment research.

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